File a Complaint
If you have been approached by an unlicensed company with an offer of financial products or services or you have a specific complaint that you wish to lodge you may use this page to report the company to the Universal Compliance Commission.
The Universal Compliance Commission relies on such reports from clients all around the world to ensure that our black list of cold callers and fraudulent brokers is up to date.
Please provide as much detail as possible. Any information provided is treated in utmost confidentiality.